The Advisor’s Companion Resource Directory

Click here to view the full directory

Compliance

Broadridge's Investigo® Solution
(888) 237-1900
www.broadridge.com/investigo
Broadridge's Investigo integrates a range of functions including data aggregation, reporting, CRM, regulatory compliance and online document management.

Kathryn Beller
(914) 238-1055
For a thorough and practical compliance program, connect with an expert you can trust.
NY & CT only
kbeller@securities-compliance.com
www.securities-compliance.com

Custodian

Trust Company of America
7103 S. Revere Parkway
Centennial, CO 80112
(800) 955-7808
sales@trustamerica.com
www.trustamerica.com
Trust's unique custody, trading, and back office technology lowers costs and creates scale.

Fee Advisor Partners

Standard & Poor's
Click here for a complimentary 14 day trial subscription to MarketScope Advisor

Independent Broker-Dealers / Fee Adivisor Partners

Commonwealth
LET A STABLE PARTNER BE YOUR SOLID GROUND.
Member FINRA/SIPC
(866) 462-3638
Commonwealth.com

Prospera Financial Services
At Prospera we understand that everyone has a unique definition of success. That's why our guiding principle is Success your way.
Tarah Carlow
(804) 340-1770 or (877) 340-1770
Tarah.Carlow@prosperafinancial.com
www.prosperafinancial.com

Raymond James
Build your practice your way with Raymond James.
Visit rjfs-indepedence.com to learn more or rjpracticeinsights.com to sign up for our free e-newsletter. (866) 788-3284

Securities America
Drive your practice's efficiency with technology that walks the talk with the latest in document imaging and integration.
12325 Port Grace Blvd.
La Vista, NE 68128
(800) 989-8441
www.JoinSAI.com

Sigma Financial Corporation
With a commitment to personal service, Sigma Financial Corporation partners with financial advisors looking to grow their practices.
Contact Jennifer Bacarella for more info at (888) 744-6264
www.sigmafinancial.com

United Planners
Planners is focused on UPholding High Fiduciary Standards based on choice and principal.
Gather UP info by calling Partner Development at (800) 966-8737
www.joinunitedplanners.com

Woodstock Ginancial Group
INCREASE YOUR INCOME AND ENJOY THE BENEFITS OF INDEPENDENCE
Low-cost advisory platform, unique advisor marketing and business building programs.
(800) 478-2602 Ext. 3421M
www.woodstockfg.com

Independent Broker-Dealer

Henschen & Associates
Thinking of changing broker/dealers?
Call (888) 820-8107 or (651) 433-3501
www.findabrokerdealer.com

Technology Partners

AdvisorIntelligence
AdvisorIntelligence shares the research, communications and practice management expertise of leading RIA Litman/Gregory.
www.advisorintelligence.com/advcom

Broadridge's Investigo® Solution
Broadridge's Investigo integrates a range of functions including data aggregation, reporting, CRM, regulatory compliance and online document management.
(888) 237-1900
www.broadridge.com/investigo

Wealth Management Partners

Standard & Poor's
Click here for a complimentary 14 day trial subscription to MarketScope Advisor